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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-12-06
  • OH RA
    APPROVED
    Since 2017-12-06

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

4717 Main Avenue, Ashtabula, OH 44004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Erie PA 03/2011 09/2016
Lpl Financial, Llc Charlotte NC 04/2011 09/2016
Key Investment Services Llc Cleveland OH 09/2016 12/2016
Keybank Erie PA 09/2016 12/2016
Key Investment Services, Llc Cleveland OH 12/2016 01/2019
Keybank Erie PA 12/2016 01/2019
Key Investment Services Cleveland OH 01/2019 06/2022
Key Investment Services Llc Brooklyn OH 06/2022 Present
Previous Registrations
Other Businesses

1.) 04/15/13 - THE MULLETT COMPANY - Business Owner - NOT INV REL- AT REPORTED BUSINESS LOCATION - THIS IS A C CORP CONSTRUCTION COMPANY. PARTIAL OWNERSHIP WAS RECENTLY PASSED TO ME & 2 BROTHERS BY MY FATHER FOR ESTATE PLANNING PURPOSES. I AM NOT EMPLOYED BY THIS COMPANY, AND DO NOT HAVE ANY CHECK WRITING PRIVILEGES OR MANAGEMENT AUTHORITY; 0 TIME SPENT. 2.) APSCO PROPERTIES LTD- 12207 S WINTERGREEN DR, CHARDON -OH 44024- MASTER LTD PRNRSHP- LIMITED PARTNER. 30K/YEAR, ZEOR HOURS WORKED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-02
  • S66 Uniform Combined State Law Examination
    2010-04-02
Other Names
  • Mullett J Daniel

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