Dennis C Hou

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 04/2017
  Hsbc Bank Usa, N.A.
  Alhambra, CA
• 04/2017 → Present
  Massmutual Life Insurance Co
  Newport Beach, CA
• 07/2017 → Present
  Mml Investors Services, Llc
  Newport Beach, CA

Other Businesses

NAME: INTEGRIGENT FINANCIAL SOLUTIONS ESTATE, RETIREMENT & INSURANCE SERVICES, INV REL: Y, ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE:08/01/2024, NO. HR/MO:1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DIS, LTC, FIXED AND HEALTH. (2) NAME: INTEGRIGENT FINANCIAL SOLUTIONS ESTATE, RETIREMENT & INSURANCE SERVICES INV REL: Y ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER START DATE: 9/15/2024 NO. HR/MO:40 NO. HR/MO DURING SEC TRADING: 40

Exams

• S66 Uniform Combined State Law Examination
  2017-11-25
• S63 Uniform Securities Agent State Law Examination
  2010-03-12