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Current Employers
The Appalachian Financial Group

100 Sterling Parkway Suite 112, Mechanicsburg, PA 17050 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-21
  • PA RA
    APPROVED
    Since 2026-01-21

Branch Locations

100 Sterling Parkway Suite 112, Mechanicsburg, PA 17050 • United States

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
NJ RA APPROVED 2019-06-25
PA RA APPROVED 2016-08-10
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • NJ RA
    APPROVED
    Since 2019-06-25
  • PA RA
    APPROVED
    Since 2016-08-10

Branch Locations

100 Sterling Parkway Suite 306, Mechanicsburg, PA 17050 • United States

100 Sterling Parkway Suite 111, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Copany Mechanicsburg PA 09/2012 Present
Mml Investors Services Mechanicsburg PA 10/2012 Present
Wienken Advisors, Ltd. Mechanicsburg PA 03/2017 01/2024
Appalachian Financial Literacy Group, Llc Mechanicsburg PA 06/2024 Present
  • 09/2012 → Present
    Mass Mutual Life Insurance Copany
    Mechanicsburg, PA
  • 10/2012 → Present
    Mml Investors Services
    Mechanicsburg, PA
  • 03/2017 → 01/2024
    Mechanicsburg, PA
  • 06/2024 → Present
    Appalachian Financial Literacy Group, Llc
    Mechanicsburg, PA
Previous Registrations
Other Businesses

1) Fixed Insurance, Investment Related, 100 Sterliung Parkway, Suite 307, Mechanicsburg, PA 17050, Fixed insurance sales, Insurance Agent, Fixed insurance sales. 2) The Snook Group, LLC is a company utilized as a "Doing Business As," (DBA) name for insurance services offered as an independent insurance agent. The Snook Group, LLC and Appalachian Financial Literacy Group, LLC are separate entities. 3)Name: Appalachian Financial Literacy Group LLC, Inv Rel: Y Addr: 100 Sterling Parkway, Suite 111, Mechanicsburg PA 17050 Nature: Independent RIA-Educational-based financial literacy seminars, Position:Instructor, Start: 11/21/2024, No Hr/Mo: 1 No Hr/Mo Dur Trading:1 Duties: Co-lead and instruct seminar attendees on their benefits.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-27
S66 Uniform Combined State Law Examination 2010-07-06
  • S65 Uniform Investment Adviser Law Examination
    2016-07-27
  • S66 Uniform Combined State Law Examination
    2010-07-06

View on SEC IAPD

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