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Christopher Lee Dias

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-04
NC RA APPROVED 2018-09-17
  • TX RA
    APPROVED_RES
    Since 2021-02-04
  • NC RA
    APPROVED
    Since 2018-09-17

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2016 08/2018
Wells Fargo Clearing Services, Llc Raleigh NC 08/2018 Present
Previous Registrations
  • 2016-08-19 → 2018-09-19
    Edward Jones
    Johns Island, SC
    St Louis, MO
    Johns Island, SC
    Johns Island, SC
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2016-06-27
Other Names
  • Christopher L Dias

View on SEC IAPD

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