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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-04-23
TN RA APPROVED 2024-03-22
AL RA APPROVED 2024-03-04
TX RA APPROVED_RES 2021-10-20
FL RA APPROVED 2018-10-02
  • KY RA
    APPROVED
    Since 2024-04-23
  • TN RA
    APPROVED
    Since 2024-03-22
  • AL RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED_RES
    Since 2021-10-20
  • FL RA
    APPROVED
    Since 2018-10-02

Branch Locations

Jacksonville, FL • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2010 Present
Other Businesses

I*4596274 Entity Type: N/A Name of OBA: Jacksonville Golf and Country Property Owners Association Inc. Address: Saint Augustine, Florida, 32095 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/27/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: To promote the health, safety and social welfare of the owners of the property within the residential area referred to as Jacksonville Golf & Country club. purpose of volunteer committee is to thoughtfully review the JGCC POA bylaws and CCRs and provide recommendations for updates that will help ensure the governing documents remain clear, relevant, and aligned with long-term needs of our community

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07
Other Names
  • Robert J Frederick

View on SEC IAPD

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