Suzan Elizabeth Elder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 02/2014 → 03/2021
  Bank Of America, N.A.
  Bellevue, WA
• 03/2021 → 07/2021
  B.B. Graham & Company
  Issaquah, WA
• 08/2021 → 12/2022
  B.B. Graham & Co.
  Seattle, WA
• 12/2022 → Present
  Lpl Financial
  Seattle, WA

Previous Registrations

• 2021-03-22 → 2022-12-16
  B.B. Graham & Company, Inc.
  Orange, CA
  Seattle, WA
  Orange, CA
• 2014-01-10 → 2021-03-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
  Tacoma, WA
  Bellevue, WA
• 2010-10-04 → 2014-01-16
  Morgan Stanley
  Seattle, WA
  Portland, OR
  Seattle, WA
  Lake Oswego, OR
  Portland, OR

Other Businesses

1) 12/05/2022 Fox and Bull Wealth Strategies Insurance Agency start 03/22/2021 dba for LPL Business (entity for LPL Business) INV REL- at reported business location(s) 2) 12-05-2022 Fox and Bull Wealth Strategies- DBA for LPL Business (entity for LPL business) dba for LPL Business (entity for LPL Business - INV REL - reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-06
• S63 Uniform Securities Agent State Law Examination
  2010-06-23

Other Names

• Suzan Elizabeth Burke
• Suzan Burke Gilliam
• Suzan Elizabeth Gilliam
• Suzan Elizabeth Gilliam
• Suzan Elizabeth Burke Elder