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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-26 |
| MA | RA | APPROVED | 2022-09-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weston Securities Corporation | Wellesley | MA | 04/2008 | 11/2021 |
| Weston Securities Corporation | Wellesley | MA | 11/2021 | 09/2022 |
| Private Advisor Group, Llc | Morristown | NJ | 09/2022 | Present |
| Northward Financial Group | Needham | MA | 09/2022 | Present |
1.Mr. Halterman is an owner of Northward Financial Group through which he operates a financial services practice, but which is owned independently from Private Advisor Group, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-27 |
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