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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
IL RA APPROVED 2021-12-08
  • TX RA
    APPROVED
    Since 2026-01-09
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

116 W. Main Street, St. Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. Charles IL 11/2014 Present
Level Four Advisory Services Naperville IL 11/2014 08/2021
Highpoint Advisor Group, Llc St. Charles IL 07/2021 Present
  • 11/2014 → Present
    Lpl Financial, Llc
    St. Charles, IL
  • 11/2014 → 08/2021
    Naperville, IL
  • 07/2021 → Present
    Highpoint Advisor Group, Llc
    St. Charles, IL
Previous Registrations
Other Businesses

1. 1/7/2016 - No Business Name - Not Investment Related - Location Varies - Other-Musician - Started 01/06/2016 - 24 Hours Per Month/0 Hours During Securities Trading. 2. 8/16/2021 - HighPoint Advisor Group, LLC - DBA: HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Started 08/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 8/18/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-17
  • S66 Uniform Combined State Law Examination
    2011-09-17
Designations
Other Names
  • John Wills

View on SEC IAPD

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