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Jack William Butler

Ubs Financial Services Inc.

Charlotte, NC

Charlotte, NC

CRD 5754263

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-01
TX RA APPROVED_RES 2018-04-10
NC RA APPROVED 2014-05-27
  • SC RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED_RES
    Since 2018-04-10
  • NC RA
    APPROVED
    Since 2014-05-27

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-01
  • S66 Uniform Combined State Law Examination
    2012-09-01
Other Names
  • Jack Butler

View on SEC IAPD

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