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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-13 |
Branch Locations
1211 Financial Plaza, Huntsville, TX 77340 • United States
Montgomery, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spc | Tecumseh | MI | 03/2009 | 04/2017 |
| Parkland Securities | Ann Arbor | MI | 01/2015 | 04/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2017 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) TALL COTTON HOLDINGS, LLC, 1211 FINANCIAL PLAZA, HUNTSVILLE, TX, HOLDING COMPANY MANAGER, 02/03/20, NIR, 4/WK- 0/TRADING 3) GLOBAL FINANCIAL PARTNERS, 1211 FINANCIAL PLAZA, HUNTSVILLE, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/03/06, INV REL, 5 HR/WK- 5/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
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