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Lindsey M Arnold

Ubs Financial Services Inc.

Baltimore, MD

Denver, CO

Baltimore, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-21
MD RA APPROVED 2015-10-19
  • CO RA
    APPROVED
    Since 2026-08-21
  • MD RA
    APPROVED
    Since 2015-10-19

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

370-17Th Street, Denver, CO 80202 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Baltimore MD 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-19
  • S66 Uniform Combined State Law Examination
    2015-10-19

View on SEC IAPD

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