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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
Lindenhurst, NY • United States
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Newark | NJ | 07/2013 | 11/2024 |
| Prudential Insurance Company Of America | Newark | NJ | 07/2013 | Present |
| Lpl Enterprise, Llc | Newark | NJ | 11/2024 | Present |
1) 10/18/2024-Badder Sports- Business Owner- Podcast host, author, advisor- Not INV Related- At Newark, NJ- Start date 09/01/2022- 20 HRS MTH- 0 HRS During Trading 2) 10/18/2024-Lemieux Strategic Solutions- Business Owner-Consulting and advising on strategy, organizational efficiency, and general training- Not INV Related- At Newark, NJ- Start date 01/01/2024- 20 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-09 |
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