Best Investors Account Sign in

Shawna R Aschmies

Morgan Stanley

West Conshohocken, PA

Philadelphia, PA

CRD 5753844

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
PA RA APPROVED 2018-04-06
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • PA RA
    APPROVED
    Since 2018-04-06

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yardley PA 06/2016 03/2018
Morgan Stanley West Conshohocken PA 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-14
S63 Uniform Securities Agent State Law Examination 2011-12-08
  • S66 Uniform Combined State Law Examination
    2017-09-14
  • S63 Uniform Securities Agent State Law Examination
    2011-12-08
Other Names
  • La Shawna Rachelle Davis-Aschmies
  • La Shawna Rachelle Davis-Thompson
  • La Shawna R Aschmies
  • La Shawna Davis-Thompson
  • Lashawna Aschmies
  • La Shawna Aschmies

View on SEC IAPD

Nearby Firms

VERDIS INVESTMENT MANAGEMENT, LLC
BARTON INVESTMENT MANAGEMENT, LLC
RH TAILWIND MANAGEMENT, LLC

Nearby Investors

HENRY BARTON RILEY
JANNA MARTINELLI FORTE
MICHAEL DONALD JONES

Nearby Offices

VERDIS INVESTMENT MANAGEMENT, LLC · WEST CONSHOHOCKEN, PA
BARTON INVESTMENT MANAGEMENT, LLC · W. CONSHOHOCKEN, PA
RH TAILWIND MANAGEMENT, LLC · WEST CONSHOHOCKEN, PA

More in West Conshohocken, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor