Matthew William Baumann

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2016
  Creative Planning
  Brentwood, TN
• 12/2016 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2016-08-23 → 2016-11-07
  Creative Planning
  Brentwood, TN
  Overland Park, KS
• 2013-04-16 → 2016-08-04
  Fisher Investments
  Camas, WA
  Plano, TX
• 2012-02-06 → 2013-03-19
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
• 2013-02-13 → 2013-03-19
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2011-05-17 → 2011-10-20
  Russ Kaplan Investments
  Omaha, NE

Other Businesses

--Name of the other business: BNPartners LLC --Investment-related? NO --Address of the other business: 1235 S JOSEY LANE 514, CARROLLTON, TX 75006 --Nature of the other business: SALON (Mari) --Position, title, or relationship with the other business: PASSIVE OWNER --Start date of your relationship: 06/02/2017 --Approximate number of hours/month you devote to the other business: 6-10 --Number of hours you devote to the other business during securities trading hours: 0 --Duties relating to the other business: PASSIVE OWNER Name of the other business: BNP Vending LLC Investment-related? NO Address of the other business: N/A Nature of business: Vending Machines- own/operate vending machines at a few select locations in the Greater Portland Area Position, title, or relationship with the other business: Co-Owner/Operator Start date of your relationship: 09/01/21 Approximate number of hours/month you devote to the other business: 1-5 Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Inventory management

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-11-28
• S65 Uniform Investment Adviser Law Examination
  2011-03-11

Designations

• Certified Financial Planner