Marisa Decker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2016
  Wells Fargo Advisors. Llc
  Rockport, TX
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Rockport, TX
• 07/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX
• 09/2021 → Present
  Bank Of America, N.A.
  Corpus Christi, TX

Previous Registrations

• 2012-07-27 → 2021-07-30
  Wells Fargo Clearing Services, Llc
  Ingleside, TX
  Houston, TX
  Houston, TX
  Rockport, TX
  San Antonio, TX
  Houston, TX
  Tomball, TX
  Rockport, TX
  Austin, TX
  San Antonio, TX
• 2011-01-03 → 2011-08-08
  Wells Fargo Clearing Services, Llc
  San Marcos, TX
• 2010-04-05 → 2011-01-03
  Wells Fargo Investments, Llc
  San Marcos, TX

Other Businesses

I*1447256 For profit or not for profit: Entity For Profit Name of outside business organization: Stardust and Vagabonds Investment related: N Address of business: aransas pass, Texas, 78336, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 9/1/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Craft hobby. Hand painted hats will be selling online and at craft shows.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-30
• S63 Uniform Securities Agent State Law Examination
  2010-03-17

Other Names

• Marisa Ann Sercu
• Marisa Ann Robb
• Marisa Ann Decker
• Marisa Sercu
• Marisa Robb