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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
1600 Executive Pkwy Ste 230, Eugene, OR 97401 • United States
1600 Executive Parkway, Suite #230, Eugene, OR 97401 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Eugene | OR | 03/2012 | 01/2020 |
| Kms Financial Services, Inc. | Seattle | WA | 01/2020 | 11/2020 |
| Securities America, Inc. | Eugene | OR | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Eugene | OR | 11/2020 | 06/2024 |
| Arbor Point Advisors | Eugene | OR | 11/2020 | 11/2024 |
| Osaic Wealth, Inc. | Eugene | OR | 06/2024 | 10/2025 |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | 10/2025 |
| Lpl Financial | Eugene | OR | 10/2025 | Present |
1. 08/2025 - Tetralogy Financial Planning Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-19 |
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