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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

2900 W. Alameda Ave Ste 150, Burbank, CA 91505-4241 • United States

North Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 06/2014 04/2021
Jpmorgan Chase Bank Los Angeles CA 06/2014 04/2021
Tamar Securities, Llc Woodland Hills CA 04/2021 08/2021
Fidelity Investments Salt Lake City UT 10/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2014 → 04/2021
    Los Angeles, CA
  • 06/2014 → 04/2021
    Jpmorgan Chase Bank
    Los Angeles, CA
  • 04/2021 → 08/2021
    Woodland Hills, CA
  • 10/2021 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-12-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2021-04-27 → 2021-08-23
    Woodland Hills, CA
  • 2018-05-09 → 2021-04-28
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-01
S63 Uniform Securities Agent State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2018-05-01
  • S63 Uniform Securities Agent State Law Examination
    2014-03-28
Other Names
  • Hien Tran
  • Hien Cong Tran

View on SEC IAPD

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