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Eric Lee Roberts

Tiaa-Cref Individual & Institutional Services, LLC

Ann Arbor, MI

Maumee, OH

CRD 5753221

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-20
MI RA APPROVED 2015-06-22
  • OH RA
    APPROVED
    Since 2024-06-20
  • MI RA
    APPROVED
    Since 2015-06-22

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

Maumee, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Ann Arbor MI 06/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-19
  • S66 Uniform Combined State Law Examination
    2010-04-19
Other Names
  • Eric Roberts
  • Eric Lee Roberts

View on SEC IAPD

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Nearby Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF

Nearby Offices

SPC · ANN ARBOR, MI
SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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