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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-04-23
TX RA APPROVED 2019-04-22
  • GA RA
    APPROVED
    Since 2019-04-23
  • TX RA
    APPROVED
    Since 2019-04-22

Branch Locations

2011 Commerce Drive Suite B101, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Peachtree City GA 12/2010 Present
Independent Advisor Alliance Peachtree City GA 04/2019 Present
Independent Financial Partners Peachtree City GA 12/2010 04/2019
  • 12/2010 → Present
    Lpl Financial Llc
    Peachtree City, GA
  • 04/2019 → Present
    Independent Advisor Alliance
    Peachtree City, GA
  • 12/2010 → 04/2019
    Peachtree City, GA
Previous Registrations
Other Businesses

1. 9/16/2011 - Hollowell Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 2. 9/18/2012 - Hollowell Financial Group - Investment Related - At Reported Business Location(s) DBA for LPL Business (entity for LPL business). 3. 1/18/2017 - No Business Name - Not Investment Related - Pinewood Studio in Fayette County and on location. - Other-Film/TV Extra - Started 11/12/2017 - 4 Hours Per Month During Securities Trading. 4. 1/19/2017 - No Business Name - Not Investment Related - 210 Stonewall Ave W, Fayetteville, GA 30214 - Other-Elected Position - Started 01/01/2017 - 15 Hours Per Month/2 Hours During Securities Trading - Fayette County GA Board of Education member. 5. 5/2/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/23/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/2/2019 - Independent Advisor Alliance - DBA: (Hybrid) Hollowell Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/23/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 02/12/2024 - Confidential - Other - Media Research - Not Investment Related - Home Based - Start Date 12/01/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-09
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2007-02-09
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Scott Anderson Hollowell

View on SEC IAPD

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