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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-04-23 |
| TX | RA | APPROVED | 2019-04-22 |
Branch Locations
2011 Commerce Drive Suite B101, Peachtree City, GA 30269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Peachtree City | GA | 12/2010 | Present |
| Independent Advisor Alliance | Peachtree City | GA | 04/2019 | Present |
| Independent Financial Partners | Peachtree City | GA | 12/2010 | 04/2019 |
1. 9/16/2011 - Hollowell Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 2. 9/18/2012 - Hollowell Financial Group - Investment Related - At Reported Business Location(s) DBA for LPL Business (entity for LPL business). 3. 1/18/2017 - No Business Name - Not Investment Related - Pinewood Studio in Fayette County and on location. - Other-Film/TV Extra - Started 11/12/2017 - 4 Hours Per Month During Securities Trading. 4. 1/19/2017 - No Business Name - Not Investment Related - 210 Stonewall Ave W, Fayetteville, GA 30214 - Other-Elected Position - Started 01/01/2017 - 15 Hours Per Month/2 Hours During Securities Trading - Fayette County GA Board of Education member. 5. 5/2/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/23/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/2/2019 - Independent Advisor Alliance - DBA: (Hybrid) Hollowell Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/23/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 02/12/2024 - Confidential - Other - Media Research - Not Investment Related - Home Based - Start Date 12/01/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
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