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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NE | RA | APPROVED | 2023-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities, Llc | Clive | IA | 09/2016 | 10/2016 |
| Park Avenue Securities | Elkhorn | NE | 11/2016 | 04/2017 |
| Guardian Life Insurance | Elkhorn | NE | 11/2016 | 04/2017 |
| Securities America, Inc. | Omaha | NE | 04/2017 | 09/2023 |
| Securities America Advisors | Omaha | NE | 04/2017 | 09/2023 |
| Commonwealth Financial Network | San Diego | CA | 09/2023 | Present |
| Nelson Murphy Insurance & Investments, Llc | Omaha | NE | 04/2017 | Present |
1. Fixed insurance sales; as of 4/2017; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Nelson Murphy Insurance & Investments, LLC a private entity established to facilitate securities, advisory, and insurance business; as of 1/1/2019; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-13 |
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