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State Farm Investment Management Corp. CRD 3487
$12.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott Le Insurance Agency | Houston | TX | 09/2010 | Present |
| State Farm Vp Management Corp. | Houston | TX | 09/2010 | Present |
| State Farm Investment Management Corp | Houston | TX | 08/2023 | Present |
1) Schlotsky's, non-investment-related, 28431 Tomball Pkwy Tomball TX 77375; Retail; Sandwich Shop, partner, 08/15/2017, 50%, 0hr/mo. for both 2) Khoi Le's Insurance Agency; Insurance Agency; Investment-related; 10827 Bellaire Blvd Ste 112 Houston, TX 77072-2762; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2010; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-02-21 |
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