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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-05-29 |
Branch Locations
Piney Flats, TN • United States
308 Sunset Drive Suite 2, Johnson City, TN 37604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Johnson City | TN | 03/2012 | 04/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2010 | 04/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2020 |
| Mass Mutual Life Insurance Company | Johnson City | TN | 03/2020 | Present |
| Mml Investors Services | Johnson City | TN | 04/2020 | Present |
(1) Name: Bryan Byrd Inv rel: Y Add: Residential Address Nature: Life and health insurance sales Position: Agent Start date: 4/07/2020 No. HR/MO: 4 No. HR/MO during sec trading: 4 (2) Name: ABCBO LLC Inv Rel: Y Add: 308 Sunset Dr Suite 2, Johnson City TN 37604 Nature/Duties: Owner of LLC for pass through Compensation Position: Owner Start Date: 1/9/2024 No Hrs/Mo: 1 No Hrs/Mo During Sec Trading:0 (3) Name: Byrd Team 5 LLC Inv Rel: Y Add: 308 Sunset Dr Suite 2, Johnson City TN 37604 Nature/Duties: Owner of LLC for pass through Compensation Position: Owner Start Date: 01/9/2024 No Hrs/Mo: 1 No Hrs/Mo During Sec Trading: 0 (4) Name: Wolfe Ridge Meadows HOA Inv rel: Y Add: Residential Address Nature: Residential HOA Board Service Position: President Start date: 4/01/2026 No. HR/MO: 4 No. HR/MO during sec trading: 0 Duties: Enforcing neighborhood restrictions, voting, reviewing options for neighborhood plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-16 |
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