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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-15 |
Branch Locations
1010 E Main St, Gas City, IN 46933 • United States
1020 N Baldwin Ave, Marion, IN 46952 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank (Formerly: Mutualbank) | Marion | IN | 06/2004 | Present |
| Lpl Financial, Llc | Marion | IN | 07/2011 | Present |
1. 12/17/2015 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Started 12/01/2005 - 1 Hour Per Month During Securities Trading - Notary Public for Indiana. 2. 4/29/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 11/5/2020 - Northwest Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Personal Financial Associate (Licensed Bank Employee) - Start Date: 4/27/2020 - 160 Hours Per Month/160 Hours During Securities Trading - Work with bank customers servicing their bank account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-28 |
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