Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-05-08
  • IL RA
    APPROVED
    Since 2012-05-08

Branch Locations

377 E Butterfield Rd Ste 400, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2010 Present
Northwestern Mutual Investment Services, Llc Lombard IL 07/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2010 → Present
    Lombard, IL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. VILLAGE BOARD TRUSTEE, VILLAGE OF BURR RIDGE, 7660 COUNTY LINE ROAD, BURR RIDGE, , ILLINOIS, 60527, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 01/19/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VILLAGE BOARD TRUSTEE 3. 100% OWNER, 65 E. MONROE, UNIT 4610,, 65 E. MONROE, UNIT 4610,, CHICAGO, , ILLINOIS, 60603, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/25/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FIND A TENANT AND PAY EXPENSES RELATED TO THE UNIT 4. BOARD OF DIRECTORS, FINANCE AND INVESTMENT COMMITTEE, CHICAGO FOUNDATION FOR WOMEN ENDOWMENT, 140 S DEARBORN ST#400, CHICAGO, , ILLINOIS, 60603, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DISCUSS THE BUDGET FOR CHICAGO FOUNDATION FOR WOMEN; DISCUSS THE INVESTMENTS FOR THE CFW ENDOWMENT; NON INVESTMENT-RELATED. 5. ASSISTANT TREASURER, THE SERVICE CLUB OF CHICAGO, 233 EAST ERIE, SUITE 405, CHICAGO, , ILLINOIS, 60611, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/5/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-01
S63 Uniform Securities Agent State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2012-05-01
  • S63 Uniform Securities Agent State Law Examination
    2010-12-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lombard, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor