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Louise Clare Fung

LPl Financial LLC

San Francisco, CA

CRD 5752376

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-07-24
  • CA RA
    APPROVED
    Since 2012-07-24

Branch Locations

48 Gold St # 3 3Rd Floor, San Francisco, CA 94133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson Square Financial San Francisco CA 12/2009 Present
Lpl Financial San Francisco CA 06/2010 Present
  • 12/2009 → Present
    Jackson Square Financial
    San Francisco, CA
  • 06/2010 → Present
    Lpl Financial
    San Francisco, CA
Other Businesses

1. 06/30/10 - DBA JACKSON SQUARE FINANCIAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-20
S63 Uniform Securities Agent State Law Examination 2011-02-01
  • S65 Uniform Investment Adviser Law Examination
    2012-07-20
  • S63 Uniform Securities Agent State Law Examination
    2011-02-01
Other Names
  • Louise Clare Turner

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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