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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-08-30 |
| SC | RA | APPROVED | 2010-05-26 |
Branch Locations
17 West Mcbee Avenue Poinsett Plaza, Greenville, SC 29601 • United States
Chapin, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greenville | SC | 02/2010 | Present |
1)GREENVILLE CLEMSON CLUB / 109 DANIEL DRIVE CLEMSON, SC 29631 / OTHER / SPORT & LEISURE FACILITIES / NETWORKING EVENTS / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / BOARD MEMBER / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO / START DATE 01/01/2011 - 12/31/2011. 2)TEAM GRAHAM / COLUMBIA UNITED STATES,SOUTH CAROLINA / NO/ CAROLINE WREN PROMOTE SUPPORT FOR SENATOR LINDSAY GRAHAM'S 2014 RE-ELECTION. / TITLED OR OTHER SENIOR LEADERSHIP POSITION WITH A POLITICAL CAMPAIGN, POLITICAL ACTION COMMITTEE, POLITICAL PARTY OR OTHER POLITICAL COMMITTEE / / TITLE: CO-CHAIRMAN, YOUNG PROFESSIONAL COALITION. DEVELOP INVITE LISTS OF YOUNG LEADERS IN UPSTATE SC TO ENGAGE/PROMOTE GRAHAM'S 2014 RE-ELECTION. WILL ALSO NOTIFY TEAM GRAHAM OF COMMUNITY EVENTS TO SET UP A BOOTH. FURTHER INFO IN OTHER COMMENTS. / START DATE 1/6/2014 END 6/10/2014 3)Clemson University Board of Visitors / 201 Sikes Hall Clemson,SC 29634-5002 / Other/ Education / The purpose of the Board of Visitors is to assist the University with its efforts to accomplish its mission and promote its attributes in a positive manner. / Member of Board of Directors / / Start Date 7/1/2015 / 2 days per year. 4) South Carolina Governors School for the Arts and Humanities Foundation, To help provide access to the resources of the SC Governors School for the Arts and Humanities via financial assistance, Member of Board of directors, Treasurer. Oversee the financial activities and due diligence of the foundation, start date-7/1/2024, Greenville South Carolina United States-29601. 5) Neighborhood Cancer Connection,United States,https://nccgreenville.org/,Helping cancer patients navigate their non-clinical journey through cancer.Member of Board of directors,Chair the finance committee. Start date -6/16/2020 6)Sona Fernandes,Lane Cove New South Wales Australia , Private property owned directly in my name in Australia currently generating rental income. Owned jointly with spouse. Real Estate It is a private property (detached house) which is currently being rented out for rental income. , Collect rental income from property management agent, liase with property management agent, pay taxes and bills on property., Start date 10/17/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-25 |
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