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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-08-30
SC RA APPROVED 2010-05-26
  • TX RA
    APPROVED
    Since 2010-08-30
  • SC RA
    APPROVED
    Since 2010-05-26

Branch Locations

17 West Mcbee Avenue Poinsett Plaza, Greenville, SC 29601 • United States

Chapin, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greenville SC 02/2010 Present
Other Businesses

1)GREENVILLE CLEMSON CLUB / 109 DANIEL DRIVE CLEMSON, SC 29631 / OTHER / SPORT & LEISURE FACILITIES / NETWORKING EVENTS / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / BOARD MEMBER / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO / START DATE 01/01/2011 - 12/31/2011. 2)TEAM GRAHAM / COLUMBIA UNITED STATES,SOUTH CAROLINA / NO/ CAROLINE WREN PROMOTE SUPPORT FOR SENATOR LINDSAY GRAHAM'S 2014 RE-ELECTION. / TITLED OR OTHER SENIOR LEADERSHIP POSITION WITH A POLITICAL CAMPAIGN, POLITICAL ACTION COMMITTEE, POLITICAL PARTY OR OTHER POLITICAL COMMITTEE / / TITLE: CO-CHAIRMAN, YOUNG PROFESSIONAL COALITION. DEVELOP INVITE LISTS OF YOUNG LEADERS IN UPSTATE SC TO ENGAGE/PROMOTE GRAHAM'S 2014 RE-ELECTION. WILL ALSO NOTIFY TEAM GRAHAM OF COMMUNITY EVENTS TO SET UP A BOOTH. FURTHER INFO IN OTHER COMMENTS. / START DATE 1/6/2014 END 6/10/2014 3)Clemson University Board of Visitors / 201 Sikes Hall Clemson,SC 29634-5002 / Other/ Education / The purpose of the Board of Visitors is to assist the University with its efforts to accomplish its mission and promote its attributes in a positive manner. / Member of Board of Directors / / Start Date 7/1/2015 / 2 days per year. 4) South Carolina Governors School for the Arts and Humanities Foundation, To help provide access to the resources of the SC Governors School for the Arts and Humanities via financial assistance, Member of Board of directors, Treasurer. Oversee the financial activities and due diligence of the foundation, start date-7/1/2024, Greenville South Carolina United States-29601. 5) Neighborhood Cancer Connection,United States,https://nccgreenville.org/,Helping cancer patients navigate their non-clinical journey through cancer.Member of Board of directors,Chair the finance committee. Start date -6/16/2020 6)Sona Fernandes,Lane Cove New South Wales Australia , Private property owned directly in my name in Australia currently generating rental income. Owned jointly with spouse. Real Estate It is a private property (detached house) which is currently being rented out for rental income. , Collect rental income from property management agent, liase with property management agent, pay taxes and bills on property., Start date 10/17/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-25
  • S66 Uniform Combined State Law Examination
    2010-05-25

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