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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-06-06 |
| UT | RA | APPROVED | 2017-07-19 |
| TX | RA | APPROVED_RES | 2015-12-21 |
| NJ | RA | APPROVED | 2010-05-03 |
Branch Locations
Manahawkin, NJ • United States
1040 Stony Hill Rd, Yardley, PA 19067 • United States
3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Egg Harbor Township | NJ | 02/2010 | Present |
| Bank Of America, N.A. | Egg Harbor Township | NJ | 06/2011 | Present |
I*951288 For profit or not for profit: Name of outside business organization: Stafford Travel Basketball NJ Rebels AAU Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The purpose is to help make decisions that promote the growth of the youth Travel basketball program in Stafford Twp., NJ
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-30 |
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