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Nicole Sayuri Eguchi

Rbc Securities, Inc

Irvine, CA

Anaheim, CA

CRD 5751727

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Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-02
  • CA RA
    APPROVED
    Since 2024-12-02

Branch Locations

18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Los Angeles CA 04/1997 04/2018
Unionbanc Investment Services Los Angeles CA 01/2010 04/2018
City National Securities, Inc. Irvine CA 08/2022 Present
Homemaker Anaheim CA 04/2018 08/2022
  • 04/1997 → 04/2018
    Union Bank
    Los Angeles, CA
  • 01/2010 → 04/2018
    Unionbanc Investment Services
    Los Angeles, CA
  • 08/2022 → Present
    City National Securities, Inc.
    Irvine, CA
  • 04/2018 → 08/2022
    Homemaker
    Anaheim, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 2010-02-26
  • S66 Uniform Combined State Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2010-02-26
Other Names
  • Nicole Sayuri Tani
  • Nicole Sayuri Eguchi
  • Nicole S Eguchi

View on SEC IAPD

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HAN CHEN
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Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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