John Frederick Stauffer

Current Employers

Employment History

• 09/2009 → 12/2016
  Guardian Life Insurance Company
  Cleveland, OH
• 01/2010 → 12/2016
  Park Avenue Securities
  Cleveland, OH
• 12/2016 → Present
  Guardian Life Insurance
  Canton, OH
• 12/2016 → 01/2017
  Park Avenue Securities
  Canton, OH
• 12/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-05-28 → 2017-01-30
  Park Avenue Securities Llc
  Independence, OH
  Canton, OH

Other Businesses

(1) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: MILLENNIUM CONNECTION OF OHIO INVESTMENT RELATED: NO ADDRESS: 19513 RYE GATE DRIVE N BOYALTON OH NATURE OF BUSINESS: MANUFACTURING START DATE: 2002 APX NUMBER OF HOURS PER WEEK: 1-2 APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 POSITION/TITLE/RELATIONSHIP: SALES CONSULTANT BRIEF DESCRIPTION OF DUTIES: SALES CONSULTANT FOR ELECTRICAL MANUFACTURING FIRM (4) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES BUSINESS ;

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-10-11