Paul J Castro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 01/2018
  Caliber Picture Framing
  Corona, CA
• 08/2016 → 08/2020
  Unionbanc Investment Services
  Glendale, CA
• 08/2020 → 08/2024
  Lpl Financial Llc
  Riverside, CA
• 09/2024 → 10/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2024 → 10/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → Present
  Lpl Financial
  Riverside, CA

Previous Registrations

• 2024-09-13 → 2024-10-08
  Cetera Investment Advisers Llc
  Riverside, CA
  Riverside, CA
• 2020-08-17 → 2024-09-20
  Lpl Financial Llc
  Celebration, FL
  Riverside, CA
  Riverside, CA
  Torrance, CA
• 2017-06-26 → 2020-08-19
  U.S. Bancorp Advisors, Llc
  Riverside, CA
  Corona, CA
  Riverside, CA
  Riverside, CA
  Chino Hills, CA

Other Businesses

1.Pathway Life Wealth Management Insurance Solutions- Insurance Agency- Inv Rel- CA 92505- 20 Hrs Per Mnth- Start Date 08/01/2020 2. Pathway Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 08/01/2020 3. Pathway Wealth Tax and Accounting services- Tax Prep/Accounting/CPA- CA 92505- Inv Rel- Start Date 01/01/2025

Exams

• S66 Uniform Combined State Law Examination
  2017-06-25
• S63 Uniform Securities Agent State Law Examination
  2010-02-19

Other Names

• Paul Castro
• Paul J. Castro