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Cole Anthony Kopacek

Thornburg Investment Management Inc

Austin, TX

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-04-21
TX RA APPROVED 2021-04-21
  • NM RA
    APPROVED
    Since 2021-04-21
  • TX RA
    APPROVED
    Since 2021-04-21

Branch Locations

Austin, TX • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 08/2010 04/2021
Invesco Advisers, Inc. Atlanta GA 10/2011 04/2021
Thornburg Securities Corp. Santa Fe NM 04/2021 Present
  • 08/2010 → 04/2021
    Invesco Distributors, Inc.
    Houston, TX
  • 10/2011 → 04/2021
    Invesco Advisers, Inc.
    Atlanta, GA
  • 04/2021 → Present
    Thornburg Securities Corp.
    Santa Fe, NM
Previous Registrations
  • 2011-10-05 → 2021-04-05
    Invesco Advisers, Inc.
    Atlanta, GA
    San Diego, CA
    Las Vegas, NV
    Austin, TX
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-30
S63 Uniform Securities Agent State Law Examination 2010-02-19
  • S65 Uniform Investment Adviser Law Examination
    2011-06-30
  • S63 Uniform Securities Agent State Law Examination
    2010-02-19
Other Names
  • Cole A Kopacek

View on SEC IAPD

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