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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-09 |
| UT | RA | APPROVED | 2016-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services | South Jordan | UT | 10/2014 | 11/2016 |
| Lpl Financial, Llc | Tooele | UT | 11/2016 | Present |
1) 06/09/2016 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s). 2) 1/3/2017 - Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 12/28/2016 - 5 Hours Per Month During Securities Trading. 3) 11/21/2022 - Nevada State Bank Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 4) 11/21/2022 - Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 200 Hours Per Month/175 Hours During Securities Trading. 5) 11/21/2022 - National Bank of Arizona Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 6) 11/21/2022 - California Bank And Trust Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 7) 11/21/2022 - Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 8) 3/29/2023 - Weatlh Select Team at Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 200 Hours Per Month/175 Hours During Securities Trading 9) 3/29/2023 - Wealth Select Team at Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 10) 3/29/2023 - Wealth Select Team at Zions Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/03/2022 - 40 Hours Per Month/4 Hours During Securities Trading 11) 3/29/2023 - Wealth Select Team at CB&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 12) 3/29/2023 - Wealth Select Team at NBAZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 13) 08/06/2024 - NSB Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-06 |
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