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Bryce Derek Holley

LPl Financial LLC

Logan, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-09
UT RA APPROVED 2016-11-07
  • TX RA
    APPROVED_RES
    Since 2022-06-09
  • UT RA
    APPROVED
    Since 2016-11-07

Branch Locations

488 N Main, Logan, UT 84321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services South Jordan UT 10/2014 11/2016
Lpl Financial, Llc Tooele UT 11/2016 Present
  • 10/2014 → 11/2016
    Key Investment Services
    South Jordan, UT
  • 11/2016 → Present
    Tooele, UT
Previous Registrations
  • 2014-10-20 → 2016-11-04
    Denver, CO
    South Jordan, UT
  • 2013-11-18 → 2014-10-06
    Cuna Brokerage Services, Inc.
    Waverly, IA
    American Fork, UT
    Spanish Fork, UT
  • 2011-01-03 → 2013-11-08
    Salt Lake City, UT
    Logan, UT
  • 2010-04-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Logan, UT
Other Businesses

1) 06/09/2016 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s). 2) 1/3/2017 - Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 12/28/2016 - 5 Hours Per Month During Securities Trading. 3) 11/21/2022 - Nevada State Bank Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 4) 11/21/2022 - Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 200 Hours Per Month/175 Hours During Securities Trading. 5) 11/21/2022 - National Bank of Arizona Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 6) 11/21/2022 - California Bank And Trust Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 7) 11/21/2022 - Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading. 8) 3/29/2023 - Weatlh Select Team at Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 200 Hours Per Month/175 Hours During Securities Trading 9) 3/29/2023 - Wealth Select Team at Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 10) 3/29/2023 - Wealth Select Team at Zions Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/03/2022 - 40 Hours Per Month/4 Hours During Securities Trading 11) 3/29/2023 - Wealth Select Team at CB&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 12) 3/29/2023 - Wealth Select Team at NBAZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading 13) 08/06/2024 - NSB Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-06
  • S66 Uniform Combined State Law Examination
    2010-04-06

View on SEC IAPD

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