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Ryan Anthony Derks

Derks Financial, LLC

Lees Summit, MO

CRD 5751523

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Employer firm

Derks Financial, LLC CRD 315032

$80.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Derks Financial, Llc

4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-12-15
MO RA APPROVED 2021-10-05
TX RA APPROVED_RES 2021-10-04
  • KS RA
    APPROVED
    Since 2021-12-15
  • MO RA
    APPROVED
    Since 2021-10-05
  • TX RA
    APPROVED_RES
    Since 2021-10-04

Branch Locations

4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc Lees Summit MO 01/2010 10/2017
Berthel Fisher & Company Financial Services, Inc. Lee'S Summit MO 08/2019 09/2021
Rhf Blockchain Investments Lees Summit MO 10/2017 08/2019
Derks Financial, Llc Lees Summit MO 10/2021 Present
Previous Registrations
Other Businesses

Derks Tax & Accounting; Owner; Investment related: No; 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064 USA; Tax and accounting services; Duties: Overseeing operations; 2022-05-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Ryan Derks is the Owner of Derks Tax & Accounting; Business Investment Related: No; Location of the business: 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064; Responsibilities Duties: ACCOUNTING FOR BUSINESS OWNERS AND TAX RETURNS; Start date with business: 2022-05-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-31
  • S66 Uniform Combined State Law Examination
    2011-03-31

View on SEC IAPD

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