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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-25 |
| IA | RA | APPROVED | 2022-04-22 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Keosauqua, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2010 | 08/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2010 | 08/2018 |
| Cambridge Investment Research Adivsors, Inc. | Fairfield | IA | 07/2013 | 08/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2020 | 02/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2020 | 02/2021 |
| First Iowa State Bank | Keosauqua | IA | 08/2018 | 02/2021 |
| Unemployed | Keosauqua | IA | 02/2021 | 04/2022 |
| Lpl Financial Llc | Keosauqua | IA | 04/2022 | Present |
1. 07/13/2022 - City of Keosauqua, Iowa - Not Investment Related - 201 Main St Keosauqua, IA 52565 - Other - Elected Official - City Councilman - Start Date - 05/06/2019 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-19 |
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