Emanuel A Lord

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 11/2018
  John Hancock Financial Network
  Great Neck, NY
• 01/2010 → 11/2018
  Signator Investors Inc
  Melville, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY

Other Businesses

1. INSURANCE BROKER POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/16/2012 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Insurance Broker for Life, Annuities, LTC, Disability, Health +Group Benefits 2. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2016 ADDRESS: 575 Broadhollow Rd, Melville NY 11747, United States DESCRIPTION: Registered Representative, for Lighthouse Financial Network, LLC, an Independent firm for Osaic Wealth, Inc. ?

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-08-21

Other Names

• Emanuel A Lord
• Emanuel Jack Lord
• Emanuel A Lord