Kimberly A Oswald

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Oley, PA
• 09/2014 → Present
  Private Advisor Group, Llc
  Oley, PA

Previous Registrations

• 2011-09-20 → 2014-10-23
  The Centurion Group, Llc
  Plymouth Meeting, PA
• 2011-06-27 → 2014-10-06
  Mma Asset Management Llc
  Conshohocken, PA
  Reading, PA

Other Businesses

1. 1/23/2017 - Level Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/03/2014 - 16 Hours Per Month/7 Hours During Securities Trading. 2. 1/24/2017 - Private Advisor Group - DBA: (Hybrid) Level Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/15/2014 - 144 Hours Per Month/117 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 1/24/2017. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/24/2017 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/15/2014 - 144 Hours Per Month/117 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 1/24/2017. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-17
• S63 Uniform Securities Agent State Law Examination
  2010-02-22

Other Names

• Kimberly A Rauenzahn
• Kim Rauenzahn
• Kim Oswald