Daniel Lyon

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 03/2017
  Nylife Securities Llc
  Oxnard, CA
• 01/2010 → 03/2017
  New York Life Insurance
  Oxnard, CA
• 03/2017 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oxnard, CA
• 07/2017 → 06/2018
  Bank Of America, N.A.
  Oxnard, CA
• 07/2018 → 09/2019
  Jpmorgan Chase Bank, N.A.
  Ventura, CA
• 07/2018 → 09/2019
  J.P. Morgan Securities Llc
  Ventura, CA
• 09/2019 → 03/2024
  Citigroup
  Camarillo, CA
• 04/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2019-10-30 → 2024-04-05
  Citigroup Global Markets Inc.
  Camarillo, CA
  Fresno, CA
  Ft Lauderdale, FL
  Port Hueneme, CA
  Newbury Park, CA
  Fort Mill, SC
  Newbury Park, CA
  San Antonio, TX
  Ventura, CA
  Ft Lauderdale, FL
  Westlake Village, CA
• 2018-08-14 → 2019-10-16
  J.P. Morgan Securities Llc
  Ventura, CA
• 2017-05-10 → 2018-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oxnard, CA

Other Businesses

Plano Early Lions Club; Investment Related: No; 605 W. 15th Street, Plano, TX 75075; The Plano Early Lions Club is a Lions Clubs International service organization which seeks to help people with sight and hearing challenges as well as other community service as needed; Position: Club President; Start Date: 07/01/2026; 2 hours per week outside of business hours

Exams

• S66 Uniform Combined State Law Examination
  2017-05-09
• S63 Uniform Securities Agent State Law Examination
  2012-05-21

Other Names

• Daniel R Lyon
• Daniel Lyon
• Daniel Richard Lyon