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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 06/2013 | 11/2024 |
| Prudential Insurance Company Of America | Houston | TX | 06/2013 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 08/06/2025-Thong Phan-Non-Agent-Variable Insurance-Inv related-At reported business location(s)-Start date 08/06/2012-1hrs/mth-0hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-06 |
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