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Brett James Upper

Tide Cove Capital Partners LLC

San Diego, CA

CRD 5749519

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Employer firm

Tide Cove Capital Partners LLC CRD 327373

$183M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Tide Cove Capital Partners Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-22
  • CA RA
    APPROVED
    Since 2023-08-22

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel Wealth Advisors Encinitas CA 01/2015 12/2017
Alphacore Capital Llc La Jolla CA 06/2016 05/2017
Balboa Wealth Partners, Inc La Jolla CA 12/2017 03/2020
Tide Cove Capital Partners Llc San Diego CA 08/2023 Present
Rsm Us Llp San Diego CA 01/2018 06/2023
Previous Registrations
  • 2017-12-05 → 2020-03-09
    Balboa Wealth Partners, Inc.
    La Jolla, CA
  • 2015-01-28 → 2017-12-04
    Daniel Wealth Advisors
    Encinitas, CA
    Corona Del Mar, CA
  • 2016-06-21 → 2017-05-15
    Alphacore Capital Llc
    La Jolla, CA
  • 2014-02-17 → 2014-12-31
    Daniel Wealth Advisors
    Corona Del Mar, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-12-11
S65 Uniform Investment Adviser Law Examination 2014-02-17
  • S63 Uniform Securities Agent State Law Examination
    2015-12-11
  • S65 Uniform Investment Adviser Law Examination
    2014-02-17
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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