Best Investors Account Sign in
Inactive

John James Maguire

Fisher Investments

Mequon, WI

Plano, TX

CRD 5749420

Claim This Profile
Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-12-11
TX RA APPROVED 2020-10-03
  • WI RA
    APPROVED
    Since 2024-12-11
  • TX RA
    APPROVED
    Since 2020-10-03

Branch Locations

Mequon, WI • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Securities Llc San Francisco CA 05/2014 09/2019
Lazard Asset Management Llc San Francisco CA 05/2014 09/2019
Fisher Investments Plano TX 09/2020 Present
Unemployed Danville CA 09/2019 09/2020
  • 05/2014 → 09/2019
    Lazard Asset Management Securities Llc
    San Francisco, CA
  • 05/2014 → 09/2019
    Lazard Asset Management Llc
    San Francisco, CA
  • 09/2020 → Present
    Plano, TX
  • 09/2019 → 09/2020
    Unemployed
    Danville, CA
Other Businesses

the name of the other business; MAGUIRE PROJECTS AND DEVELOPMENT LLC whether the business is investment-related; NO the address of the other business; WASHOUGAL WA the nature of the other business; CONSTRUVTION CONTRACTING your position; OFFICE ADMINISTRATOR the start date of your relationship; 08/01/2022 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Part-time position (10 hrs/week) overseeing office administrative tasks (permitting, payroll, etc.)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-03
S66 Uniform Combined State Law Examination 2010-02-16
  • S65 Uniform Investment Adviser Law Examination
    2020-10-03
  • S66 Uniform Combined State Law Examination
    2010-02-16

View on SEC IAPD

More in Mequon, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor