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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-11 |
| TX | RA | APPROVED | 2020-10-03 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lazard Asset Management Securities Llc | San Francisco | CA | 05/2014 | 09/2019 |
| Lazard Asset Management Llc | San Francisco | CA | 05/2014 | 09/2019 |
| Fisher Investments | Plano | TX | 09/2020 | Present |
| Unemployed | Danville | CA | 09/2019 | 09/2020 |
the name of the other business; MAGUIRE PROJECTS AND DEVELOPMENT LLC whether the business is investment-related; NO the address of the other business; WASHOUGAL WA the nature of the other business; CONSTRUVTION CONTRACTING your position; OFFICE ADMINISTRATOR the start date of your relationship; 08/01/2022 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Part-time position (10 hrs/week) overseeing office administrative tasks (permitting, payroll, etc.)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-03 |
| S66 | Uniform Combined State Law Examination | 2010-02-16 |
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