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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-25 |
| TX | RA | APPROVED_RES | 2017-05-31 |
| NC | RA | APPROVED | 2010-03-31 |
| WI | RA | APPROVED | 2010-03-31 |
Branch Locations
4350 Congress St Suite 400, Charlotte, NC 28209 • United States
500 First Street Suite 6000, Wausau, WI 54403 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Charlotte | NC | 12/2009 | Present |
(2) Name/Address: Gebhardt Farms LLC / 1429 Downs Ave, Charlotte, NC 28205 Start date: 09/2019 Hours spent: 3 hours/month Hours spent during trading Hours: None Role/Responsibility: This will be a side business engaged in wholesale and retail selling of maple syrup and honey, possible other food related items in future. I will be organizing the sale and seeing through the distribution. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-30 |
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