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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
NJ RA APPROVED 2016-09-15
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • NJ RA
    APPROVED
    Since 2016-09-15

Branch Locations

5 Court House South Dennis Rd, Cape May Court House, NJ 08210 • United States

744 Lacey Rd, Forked River, NJ 08731 • United States

625 Route 9 S, Little Egg Harbor Twp, NJ 08087 • United States

447 Martin Truex Jr Blvd, Manahawkin, NJ 08050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Jackson NJ 08/2010 10/2016
J.P. Morgan Securities Llc Manahawkin NJ 10/2012 Present
Jpmorgan Chase Bank, N.A. Freehold NJ 11/2016 03/2018
Jpmorgan Chase Bank, N.A. Manahawkin NJ 03/2018 Present
  • 08/2010 → 10/2016
    Jpmorgan Chase Bank Na
    Jackson, NJ
  • 10/2012 → Present
    Manahawkin, NJ
  • 11/2016 → 03/2018
    Jpmorgan Chase Bank, N.A.
    Freehold, NJ
  • 03/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Manahawkin, NJ
Other Businesses

Entity Name: Shea Face LLC Investment related: N Address: 200 Lareine Avenue - Unit 106 - Bradley Beach, NJ 07720 Nature of the other business: Commerce Position/Title/Relationship: Employee/ Contractor Start Date: 10/31/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Most responsibilities will fall on RE agent and Homeowners association. I may have to do general banking/bill payments and find a handyman/trade worker to fix any potential problems the home has. There are none anticipated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-09
S63 Uniform Securities Agent State Law Examination 2011-08-02
  • S66 Uniform Combined State Law Examination
    2016-09-09
  • S63 Uniform Securities Agent State Law Examination
    2011-08-02

View on SEC IAPD

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