Eoin Dean Carroll

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-30
NY	RA	APPROVED	2021-08-03

TX RA
APPROVED_RES

Since 2023-05-30
NY RA
APPROVED

Since 2021-08-03

Branch Locations

712 Hoosick Street, Troy, NY 12180 • United States

329 Glenmont Rd, Glenmont, NY 12077 • United States

184 Delaware Avenue, Delmar, NY 12054 • United States

440 Main Street, Cairo, NY 12413 • United States

11565 Ny 32, Greenville, NY 12083 • United States

2000 2Nd Avenue, Watervliet, NY 12189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pioneer Savings Bank	Delmar	NY	01/2015	Present
Lpl Financial Llc	Delmar	NY	02/2016	Present

01/2015 → Present

Pioneer Savings Bank

Delmar, NY
02/2016 → Present

Lpl Financial Llc

Delmar, NY

Other Businesses

1. 2/12/2016 - Pioneer Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/26/2015 - 80 Hours Per Month During Securities Trading - Time Spent 50%. 2. 04/01/2016; Pioneer Wealth Management; DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 02/03/2016; 180 HRS/MO; 160 HRS DURING SECS TRADING HRS. 3) 01/30/2025 - Advisor Insurance Brokers (AIB) - Investment Related -Non-Variable Insurance - Park, NY - Start Date:01/27/2025 - 8 Hrs/Mth - 8 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-09-18

S63 Uniform Securities Agent State Law Examination

2010-09-18