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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 05/2016 | 12/2019 |
| Hartford Funds Distributors, Llc | Wayne | PA | 01/2020 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
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