Katherine Alyse Daniels

LPl Financial LLC

Kill Devil Hills, NC

Claim This Profile

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-01-19

SC RA
APPROVED

Since 2024-01-19

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Kill Devil Hills, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Charlotte	NC	05/2017	09/2017
Homemaker	Lancaster	SC	08/2016	04/2017
Lpl Financial Llc	Fort Mill	SC	09/2017	Present

05/2017 → 09/2017

Wells Fargo Clearing Services, Llc

Charlotte, NC
08/2016 → 04/2017

Homemaker

Lancaster, SC
09/2017 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2017-05-04 → 2017-09-14

Wells Fargo Clearing Services, Llc

Charlotte, NC
2011-05-10 → 2016-08-05

Wells Fargo Clearing Services, Llc

Raleigh, NC

Charlotte, NC
2010-06-29 → 2010-08-03

Edward Jones

Chattanooga, TN

St Louis, MO

Other Businesses

1. 03/05/2024 - Real Estate Rental - Investment Related - Kitty Hawk, NC - Start Date 10/21/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-25

S66 Uniform Combined State Law Examination

2010-06-25

Other Names

Katherine Alyse Hunsucker

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

BELLEAIR WEALTH MANAGEMENT, LLC

WEALTHCARE ADVISORY PARTNERS LLC

INSIGHT SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SCHWAB WEALTH ADVISORY, INC.

PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor