David Kenneth Janus

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 01/2017
  Lpl Financial Llc
  Quincy, IL
• 05/2014 → 04/2019
  Cwm, Llc
  Quincy, IL
• 06/2014 → Present
  David K. Janus, Inc.
  Quincy, IL
• 01/2017 → 04/2019
  Cetera Advisor Networks
  El Segundo, CA
• 04/2019 → Present
  Wells Fargo Clearing Services Llc
  Quincy, IL

Previous Registrations

• 2014-05-08 → 2019-04-16
  Cwm, Llc
  Omaha, NE
  Quincy, IL
  Lake Ozark, MO

Other Businesses

MISSISSIPPI VALLEY COUNCIL SCOUTS BSA, INV RELATED, QUINCY, IL, FINANCE COMMITTEE MEMBER, START 10/19/2021, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, SETTING BUDGET AND MAKING ACCOUNTING FINANCIAL DECSIONS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, QUINCY, IL, START: 4/13/2023, 20 HOURS A MONTH, 5 HOURS DURING TRADING. NORTHSIDE BOAT CLUB, INVT RELATED, QUINCY, IL, TREASURER, START DATE 9/1/2024, 20 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, RECONCILING ACCOUNTS, PAY BILLS, MAINTAIN RECORDS OF MEMBER DUES AND RENTAL OF CLUB SPACES FOR EVENTS.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-29

Designations

• Certified Financial Planner