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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-16 |
| IL | RA | APPROVED | 2019-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Quincy | IL | 04/2014 | 01/2017 |
| Cwm, Llc | Quincy | IL | 05/2014 | 04/2019 |
| David K. Janus, Inc. | Quincy | IL | 06/2014 | Present |
| Cetera Advisor Networks | El Segundo | CA | 01/2017 | 04/2019 |
| Wells Fargo Clearing Services Llc | Quincy | IL | 04/2019 | Present |
MISSISSIPPI VALLEY COUNCIL SCOUTS BSA, INV RELATED, QUINCY, IL, FINANCE COMMITTEE MEMBER, START 10/19/2021, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, SETTING BUDGET AND MAKING ACCOUNTING FINANCIAL DECSIONS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, QUINCY, IL, START: 4/13/2023, 20 HOURS A MONTH, 5 HOURS DURING TRADING. NORTHSIDE BOAT CLUB, INVT RELATED, QUINCY, IL, TREASURER, START DATE 9/1/2024, 20 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, RECONCILING ACCOUNTS, PAY BILLS, MAINTAIN RECORDS OF MEMBER DUES AND RENTAL OF CLUB SPACES FOR EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-29 |
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