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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-05 |
| IL | RA | APPROVED | 2014-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Farmington | Farmington | IL | 05/2013 | 02/2019 |
| Lpl Financial Llc | Canton | IL | 02/2014 | Present |
1. 5/1/2018 - Keefer Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/14/2018 - 160 Hours Per Month During Securities Trading. 2. 3/1/2019 - Keefer Properties, LLC - Investment Related - Farmington, IL 61531 (Ward Apartments); and 35 S. Main St. Canton, IL 61520 - Real Estate Rental - Co-owner - Started 12/01/2016 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 3/28/2019 - MidAmerica Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/22/2019 - 60 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
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