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Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-08 |
Branch Locations
143 W Chestnut St, Canton, IL 61520 • United States
Yorkville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hocker, Fitzjarrald & Richardson, Pc | Canton | IL | 01/1984 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 01/2010 | Present |
| Robert R Fitzjarrald, Cpa, Pc | Canton | IL | 09/2014 | Present |
| Latitude Advisors, Llc | Vero Beach | FL | 11/2017 | Present |
RENTAL REAL ESTATE POSITION: LANDLORD. NATURE: RENTAL REAL ESTATE. INVESTMENT RELATED: NO. NUMBER OF HOURS/MONTH: 4. NUMBER OF HOURS/MONTH DURING INVESTMENT TRADING HOURS: 0. START DATE: 09/17/2010. ADDRESS: 143 WEST CHESTNUT ST, CANTON IL 61520. DESCRIPTION OF DUTIES: RECEIVE RENT ON MY OFFICE BUILDING AND PAY ANY BUILDING EXPENSES. HOCKER, FITZJARRALD & RICHARDSON, PC POSITION: CPA / shareholder NATURE: CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1992 ADDRESS: 143 West Chestnut St., Canton IL 61520 DESCRIPTION: Tax and accountingservices. FIXED ANNUITIES POSITION: Shareholder / owner NATURE: Providing customers with appropriate fixed annuities to suit their specific needs and desires. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/16/2015 ADDRESS: 143 West Chestnut St, Canton IL 61520 DESCRIPTION: Assisting customers with the selection of approriate annuities. INVESTMENT ADVISORY SERVICES POSITION: IA REP - offer fee based investment advisory services to clients and prospective clients. INVESTMENT RELATED: YES NO OF HOURS: 5 DURING WORK HOURS START DATE: 11/2017 LONG PAR 3, LLC POSITION: Sole LLC member / owner NATURE: Rental real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2010 ADDRESS: 143 West Chestnut St, Canton IL 61520, United States DESCRIPTION: Receive rent on my office building and pay any building expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-23 |
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