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Inactive

Erika L Jensen

Respire Wealth Management, LLC

Clyde, NC

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Current Employers
Respire Wealth Management, Llc

Clyde, NC • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
NC RA APPROVED 2021-11-30
TX RA APPROVED 2017-07-28
  • CO RA
    APPROVED
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2021-11-30
  • TX RA
    APPROVED
    Since 2017-07-28

Branch Locations

Clyde, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 06/2010 04/2017
Respire Wealth Management, Llc Clyde NC 04/2017 Present
Previous Registrations
  • 2010-06-10 → 2017-05-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sugar Land, TX
    Houston, TX
    New York, NY
    Houston, TX
    New York, NY
    Sugar Land, TX
    Houston, TX
    Sugar Land, TX
    Baytown, TX
    Baytown, TX
    Pennington, NJ
    Baytown, TX
    Houston, TX
    Galveston, TX
  • 2010-05-06 → 2010-05-19
    Waddell & Reed
    Edmond, OK
    Webster, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-05
  • S66 Uniform Combined State Law Examination
    2010-05-05
Other Names
  • Erika Lee Harris
  • Erika Jensen
  • Erika Harris
  • Erika Lee Jensen

View on SEC IAPD

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