Clayton B Vandenbossche

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-12-10
CA	RA	APPROVED	2020-10-01
TX	RA	APPROVED	2020-10-01

NV RA
APPROVED

Since 2024-12-10
CA RA
APPROVED

Since 2020-10-01
TX RA
APPROVED

Since 2020-10-01

Branch Locations

1010 El Camino Real Ste 370, Menlo Park, CA 94025 • United States

5470 Kietzke Lane Ste 300, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	San Francisco	CA	07/2011	08/2017
E.K. Riley Investments, Llc	Seattle	WA	08/2017	11/2020
Lpl Financial Llc	Menlo Park	CA	10/2020	Present

07/2011 → 08/2017

Merrill Lynch, Pierce, Fenner And Smith Incorporated

San Francisco, CA
08/2017 → 11/2020

E.K. Riley Investments, Llc

Seattle, WA
10/2020 → Present

Lpl Financial Llc

Menlo Park, CA

Previous Registrations

2017-08-11 → 2020-11-06

Ek Riley Investments, Llc

Seattle, WA

Menlo Park, CA

Seattle, WA
2011-08-12 → 2017-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
2010-10-01 → 2011-06-30

Morgan Stanley

San Francisco, CA

Other Businesses

1)10/1/2020- Menlo Asset Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Menlo Park, CA- start date 8/11/2017- 160hrs/mth 2)10/1/2020- Vandenbossche Financial Services, Inc- Business Entity For Tax/Investment Purposes Only- Inv. Related- Menlo Park, CA- start date 8/11/2017 3)10/1/2020- Exclusive Insurance Brokerage- Non-Variable Insurance- Agent selling Indexed Universal Life, Universal Life, Term, LTC- Inv. Related- Menlo Park, CA - start date 2/14/2019- 10hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-30

S66 Uniform Combined State Law Examination

2010-09-30

Other Names

Clayton Benjamin Vandenbossche

View on SEC IAPD